| Annexure - I | |||||
| Format of holding of specified securities | |||||
| 1 | Name of the Listed Entity : ROOPA INDUSTIRES LIMITED | ||||
| 2 | Scrip Code/Name of Scrip/Class of Security : 530991/ROOPA INDUSTIRES LIMITED/EQUITY | ||||
| 3 | Share Holding Pattern Filed under : Reg.31(1)(a)/Reg.31(1)(b)/Reg.31(1)(c) | ||||
| a. If under 31(1)(b) then indicate the report for Quarter ending : 31/03/2018 | |||||
| b. If under 31(1)(c) then indicate date of allotment/extinguishment | |||||
| 4 | Declaration: The Listed entity is required to submit the following declaration to the extent of submission of information :- | ||||
| Particulars | *Yes | No* | |||
| 1 | Whether the Listed Entity has issued any partly paid up shares? | No | |||
| 2 | Whether the Listed Entity has issued any Convertible Securities or Warrants? | No | |||
| 3 | Whether the Listed Entity has any shares against which depository receipts are issued? | No | |||
| 4 | Whether the Listed Entity has any shares in locked-in? | No | |||
| 5 | Whether any shares held by promoters are pledge or otherwise encumbered? | No | |||
| Table I - Summary Statement holding of specified securities | ||||||||||||||||||
| Category (i) | Category of shareholder (ii) | No.of share holders (iii) | No.of fully paid up equity shares held (iv) | No.of Partly paid-up equity shares held (v) | Nos.of shares underlying Depository Receipts (vi) | Total nos. shares held (vii = iv+v+vi) | Shareholding as a % of total no. of shares (calculated as per SCRR, 1957)(Viii) As a % of (A+B+C2) | Number of Voting Rights held in each class of Securities (ix) | No.of Shares Underlying Outstanding convertable securities (including Warrants) (X) | Shareholding as a % assuming full conversion of convertable securities (as a percentage of diluted share capital) (xi)=(vii)+(x) as a % of (A+B+C2) | Number of Locked in shares (Xii) | Number of Shares pledged or otherwise encumbered (Xiii) | Number of equity shares held in dematerialized form (XIV) | |||||
| No.of Voting Rights | Total as a % of (A+B+C) | No. (a) | As a % of total Shares held (b) | No. (a) | As a % of total shares held (b) | |||||||||||||
| Class eg:X* | Class eg:Y | Total | ||||||||||||||||
| (A ) | Promoter & Promoter Group | 5 | 3777664 | 0 | 0 | 3777664 | 48.03 | 3777664 | 0 | 3777664 | 48.03 | 0 | 48.03 | 0 | 0 | 0 | 0 | 3777664 |
| (B ) | Public | 2890 | 4087856 | 0 | 0 | 4087856 | 51.97 | 4087856 | 0 | 4087856 | 51.97 | 0 | 51.97 | 0 | 0 | N.A | N.A | 2523171 |
| (C) | Non Promoter-Non Public | |||||||||||||||||
| (C1) | Shares underlying DRs | 0 | 0 | 0 | 0 | 0 | N.A | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | N.A | N.A | 0 |
| (C2) | Shares held by Employee Trusts | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | N.A | N.A | 0 |
| Total | 2895 | 7865520 | 0 | 0 | 7865520 | 100 | 7865520 | 0 | 7865520 | 100 | 0 | 100 | 0 | 0 | 0 | 0 | 6300835 | |
| *X = Equity | ||||||||||||||||||
| Table II - Statement showing shareholding pattern of the Promoter and Promoter Group | |||||||||||||||||||
| Category & Name of the Shareholders (i) | PAN (ii) | No.of share holders (iii) | No.of fully paid up equity shares held (iv) | Partly paid-up equity shares held (v) | Nos.of shares underlying Depository Receipts (vi) | Total nos. shares held (vii = iv+v+vi) | Share holding % calculated as per SCRR,1957 As a % of (A+B+C2) (viii) | Number of Voting Rights held in each class of Securities (ix) | No.of Shares Underlying Outstanding convertable securities (including Warrants) (X) | Shareholding as a % assuming full conversion of convertable securities (as a percentage of diluted share capital) (xi)=(vii)+(x) as a % of A+B+C2 | Number of Locked in shares (Xii) | Number of Shares pledged or otherwise encumbered (Xiii) | Number of equity shares held in dematerialized form (XIV) | ||||||
| No.of Voting Rights | Total as a % of Total Voting rights | No. (a) | As a % of total Shares held (b) | No. (a) | As a % of total shares held (b) | ||||||||||||||
| Class X* | Class Y | Total | |||||||||||||||||
| 1 | Indian | ||||||||||||||||||
| (a) | Individuals/Hindu undivided Family | 2 | 864047 | 0 | 0 | 864047 | 10.99 | 864047 | 0 | 864047 | 10.99 | 0 | 10.99 | 0 | 0 | 0 | 0 | 864047 | |
| T G RAGHAVENDRA | ABAPT1573A | 1 | 655729 | 0 | 0 | 655729 | 8.34 | 655729 | 0 | 655729 | 8.34 | 0 | 8.34 | 0 | 0 | 0 | 0 | 655729 | |
| JAYANTHI RAGHU TUMBALAM GOOTY | AESPJ5919F | 1 | 208318 | 0 | 0 | 208318 | 2.65 | 208318 | 0 | 208318 | 2.65 | 0 | 2.65 | 0 | 0 | 0 | 0 | 208318 | |
| (b) | Central Government/ State Government(s) | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | |
| (c) | Financial Institutions/Banks | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | |
| (d-i) | Corporate Bodies | 3 | 2913617 | 0 | 0 | 2913617 | 37.04 | 2913617 | 0 | 2913617 | 37.04 | 0 | 37.04 | 0 | 0 | 0 | 0 | 2913617 | |
| T G V PROJECTS AND INVESTMENTS PRIVATE LIMITED | AAACT8340H | 1 | 53480 | 0 | 0 | 53480 | 0.68 | 53480 | 0 | 53480 | 0.68 | 0 | 0.68 | 0 | 0 | 0 | 0 | 53480 | |
| SREE RAYALASEEMA HI STRENGTH HYPO LIMITED | AAKCS1605E | 1 | 1372455 | 0 | 0 | 1372455 | 17.45 | 1372455 | 0 | 1372455 | 17.45 | 0 | 17.45 | 0 | 0 | 0 | 0 | 1372455 | |
| STAR NIOCHEM PVT LIMITED | AAKCS4310A | 1 | 1487682 | 0 | 0 | 1487682 | 18.91 | 1487682 | 0 | 1487682 | 18.91 | 0 | 18.91 | 0 | 0 | 0 | 0 | 1487682 | |
| (d-ii) | Corporate Bodies - Group Company | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | |
| (d-iii) | Trust/ Promoter | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | |
| (d-iv) | Directors/Promoters & their Relatives & Friends | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | |
| Sub-Total(A)(1) | 5 | 3777664 | 0 | 0 | 3777664 | 48.03 | 3777664 | 0 | 3777664 | 48.03 | 0 | 48.03 | 0 | 0 | 0 | 0 | 3777664 | ||
| 2 | Foreign | ||||||||||||||||||
| (a) | Individuals(Non-Resident Individuals/ Foreign Individuals) | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | |
| (b) | Government | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | |
| (c) | Institutions | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | |
| (d) | Foreign Portfolio Investor | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | |
| (f-i) | Corporate Bodies - Foreign Body | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | |
| (f-ii) | Corporate Bodies - OCB Non Repatriable | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | |
| (f-iii) | Corporate Bodies - OCB Repatriable | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | |
| (f-iv) | Foreign Institutional Investor (FII) - Others | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | |
| (f-v) | Foreign Institutional Investor (FII) - DR | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | |
| (f-vi) | Bank - Foreign Bank | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | |
| (f-vii) | Trust | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | |
| Sub-Total(A)(2) | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | ||
| Total shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2) | 5 | 3777664 | 0 | 0 | 3777664 | 48.03 | 3777664 | 0 | 3777664 | 48.03 | 0 | 48.03 | 0 | 0 | 0 | 0 | 3777664 | ||
| *X = Equity | |||||||||||||||||||
| Table III - Statement showing shareholding pattern of the Public shareholder | |||||||||||||||||||
| Category & Name of the Shareholders (i) | PAN (ii) | No.of share holders (iii) | No.of fully paid up equity shares held (iv) | Partly paid-up equity shares held (v) | Nos.of shares underlying Depository Receipts (vi) | Total nos. shares held (vii = iv+v+vi) | Share holding % calculated as per SCRR,1957 As a % of (A+B+C2) (viii) | Number of Voting Rights held in each class of Securities (ix) | No.of Shares Underlying Outstanding convertable securities (including Warrants) (X) | Shareholding as a % assuming full conversion of convertable securities (as a percentage of diluted share capital) (xi)=(vii)+(x) as a % of A+B+C2 | Number of Locked in shares (Xii) | Number of Shares pledged or otherwise encumbered (Xiii) | Number of equity shares held in dematerialized form (XIV) | ||||||
| No.of Voting Rights | Total as a % of Total Voting rights | No. (a) | As a % of total Shares held (b) | No. (a) | As a % of total shares held (b) | ||||||||||||||
| Class X* | Class Y | Total | |||||||||||||||||
| 1 | Institutions | ||||||||||||||||||
| (a) | Mutual Funds | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | N.A | N.A | 0 | |
| (b) | Venture Capital Funds | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | N.A | N.A | 0 | |
| (c) | Alternate Investment Funds | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | N.A | N.A | 0 | |
| (d) | Foreign Venture Capital Investors | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | N.A | N.A | 0 | |
| (e) | Foreign Portfolio Investor | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | N.A | N.A | 0 | |
| (f) | Financial Institutions/Banks | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | N.A | N.A | 0 | |
| (g) | Insurance Companies | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | N.A | N.A | 0 | |
| (h) | Providend Funds/ Pension Funds | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | N.A | N.A | 0 | |
| (i-i) | Bank - Foreign Bank | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | N.A | N.A | 0 | |
| (i-ii) | Foreign Institutional Investors | 1 | 20000 | 0 | 0 | 20000 | 0.25 | 20000 | 0 | 20000 | 0.25 | 0 | 0.25 | 0 | 0 | N.A | N.A | 0 | |
| Sub-Total(B)(1) | 1 | 20000 | 0 | 0 | 20000 | 0.25 | 20000 | 0 | 20000 | 0.25 | 0 | 0.25 | 0 | 0 | N.A | N.A | 0 | ||
| 2 | Central Government/State Government(s)/President of India | ||||||||||||||||||
| (a) | Central Government/State Government(s)/ President of India | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | N.A | N.A | 0 | |
| Sub-Total(B)(2) | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | N.A | N.A | 0 | ||
| 3 | Non-Institutions | ||||||||||||||||||
| (a-i) | i. Individual shareholders holding nominal share capital up to Rs.2 lakhs | 2581 | 1842044 | 0 | 0 | 1842044 | 23.42 | 1842044 | 0 | 1842044 | 23.42 | 0 | 23.42 | 0 | 0 | N.A | N.A | 1157259 | |
| (a-ii) | ii. Individual shareholders holding nominal share capital excess Rs.2 lakhs | 12 | 1275034 | 0 | 0 | 1275034 | 16.21 | 1275034 | 0 | 1275034 | 16.21 | 0 | 16.21 | 0 | 0 | N.A | N.A | 1210234 | |
| B HULTHENNA | ABQPH3876A | 1 | 118345 | 0 | 0 | 118345 | 1.5 | 118345 | 0 | 118345 | 1.5 | 0 | 1.5 | 0 | 0 | N.A | N.A | 118345 | |
| USHA NATH | ACMPN6991P | 1 | 107928 | 0 | 0 | 107928 | 1.37 | 107928 | 0 | 107928 | 1.37 | 0 | 1.37 | 0 | 0 | N.A | N.A | 107928 | |
| SUBRAMANIAN P | AMBPS8931K | 1 | 756632 | 0 | 0 | 756632 | 9.62 | 756632 | 0 | 756632 | 9.62 | 0 | 9.62 | 0 | 0 | N.A | N.A | 756632 | |
| (b) | NBFCs Registered with RBI | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | N.A | N.A | 0 | |
| (c) | Eployess Trusts | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | N.A | N.A | 0 | |
| (d) | Overseas Depositories (holding DRs) (balancing figure) | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | N.A | N.A | 0 | |
| (e-i) | Non-Resident Indian (NRI) - Non Repatriable | 216 | 628359 | 0 | 0 | 628359 | 7.99 | 628359 | 0 | 628359 | 7.99 | 0 | 7.99 | 0 | 0 | N.A | N.A | 20259 | |
| (e-ii) | Non-Resident Indian (NRI) - Repatriable | 20 | 72309 | 0 | 0 | 72309 | 0.92 | 72309 | 0 | 72309 | 0.92 | 0 | 0.92 | 0 | 0 | N.A | N.A | 72309 | |
| (e-iii) | Corporate Bodies | 49 | 243327 | 0 | 0 | 243327 | 3.09 | 243327 | 0 | 243327 | 3.09 | 0 | 3.09 | 0 | 0 | N.A | N.A | 56327 | |
| (e-iv) | Corporate Bodies - Foreign Bodies | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | N.A | N.A | 0 | |
| (e-ix) | Clearing Member | 11 | 6783 | 0 | 0 | 6783 | 0.09 | 6783 | 0 | 6783 | 0.09 | 0 | 0.09 | 0 | 0 | N.A | N.A | 6783 | |
| (e-v) | Corporate Bodies - OCB Non Repatriable | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | N.A | N.A | 0 | |
| (e-vi) | Corporate Bodies - OCB Repatriable | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | N.A | N.A | 0 | |
| (e-vii) | Foreign National - FN | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | N.A | N.A | 0 | |
| (e-viii) | Trust | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | N.A | N.A | 0 | |
| (e-x) | Qualified Foreign Investor - Individual | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | N.A | N.A | 0 | |
| (e-xi) | Qualified Foreign Investor - Corporate | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | N.A | N.A | 0 | |
| (e-xii) | Unclaimed Susp A/c | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | N.A | N.A | 0 | |
| (e-xiii) | IEPF | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | N.A | N.A | 0 | |
| Sub-Total(B)(3) | 2889 | 4067856 | 0 | 0 | 4067856 | 51.72 | 4067856 | 0 | 4067856 | 51.72 | 0 | 51.72 | 0 | 0 | N.A | N.A | 2523171 | ||
| Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3) | 2890 | 4087856 | 0 | 0 | 4087856 | 51.97 | 4087856 | 0 | 4087856 | 51.97 | 0 | 51.97 | 0 | 0 | N.A | N.A | 2523171 | ||
| *X = Equity | |||||||||||||||||||
| Table IV - Statement showing shareholding pattern of the Non Promoter-Non Public Shareholder | |||||||||||||||||||
| Category & Name of the Shareholders (i) | PAN (ii) | No.of share holders (iii) | No.of fully paid up equity shares held (iv) | Partly paid-up equity shares held (v) | Nos.of shares underlying Depository Receipts (vi) | Total nos. shares held (vii = iv+v+vi) | Share holding % calculated as per SCRR,1957 As a % of (A+B+C2) (viii) | Number of Voting Rights held in each class of Securities (ix) | No.of Shares Underlying Outstanding convertable securities (including Warrants) (X) | Shareholding as a % assuming full conversion of convertable securities (as a percentage of diluted share capital) (xi)=(vii)+(x) as a % of A+B+C2 | Number of Locked in shares (Xii) | Number of Shares pledged or otherwise encumbered (Xiii) | Number of equity shares held in dematerialized form (XIV) | ||||||
| No.of Voting Rights | Total as a % of Total Voting rights | No. (a) | As a % of total Shares held (b) | No. (a) | As a % of total shares held (b) | ||||||||||||||
| Class X* | Class Y | Total | |||||||||||||||||
| 1 | Custodian/DR Holder | ||||||||||||||||||
| (a) | Custodian/DR Holder | 0 | 0 | 0 | 0 | 0 | N.A | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | N.A | N.A | 0 | |
| Sub-Total(C)(1) | 0 | 0 | 0 | 0 | 0 | N.A | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | N.A | N.A | 0 | ||
| 2 | Employee Benefit Trust (under SEBI (Share based Employee Benefit Regulations, 2014) | ||||||||||||||||||
| (a) | Employees Benefit Trust (Under SEBI (Share based Employee Benefit) Regulations, 2014 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | N.A | N.A | 0 | |
| Sub-Total(C)(2) | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | N.A | N.A | 0 | ||
| Total Non-Promoter-Non Public Shareholding (C)=(C)(1)+(C)(2) | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | N.A | N.A | 0 | ||
| *X = Equity | |||||||||||||||||||